Sugarman resigns from Banc of California as SEC probes recent disclosures

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The once high-flying company could also face higher legal costs tied to an SEC probe into recent disclosures.. Banc of California plans corporate reform in wake of Sugarman depart. 01/23/17. What are you looking for?

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In accordance with rules of the Securities and Exchange Commission (“SEC”), instead of mailing printed copies. a majority of votes cast in favor of his or her election tender a resignation for the.

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Banc of California , whose CEO resigned earlier this week, is grappling with a class-action shareholder lawsuit along with a probe by the Securities and Exchange Commission while an activist pushes the company to sell itself. Fernando Garcia, a shareholder in the Irvine, Calif.-based bank, filed a.

Banc of California Tumbles as CEO Resigns, SEC Begins Probe. Banc of California Tumbles as CEO Resigns, SEC Begins Probe.. Banc of California Inc. tumbled the most since October after Chief Executive Officer Steven Sugarman resigned and U.S. regulators opened an investigation into whether.

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After Sugarman’s resignation, the bank shifted its focus from growth to profitability, including laying off 139 workers at its corporate offices. As of September 2017, financial analysts had cut Banc of California’s earnings estimates per share, despite the new strategy’s focus on profitability.

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